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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-07-02 |
| TX | RA | APPROVED_RES | 2020-07-14 |
| NH | RA | APPROVED | 2017-03-25 |
Branch Locations
149 Water Street, Exeter, NH 03833 • United States
Jupiter, FL • United States
Portsmouth, NH • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The F.I.R.M. | North Andover | MA | 12/1993 | Present |
| Metlife Securities Inc. | Providence | RI | 06/1999 | 03/2017 |
| Mml Investors Services, Llc | Exeter | NH | 03/2017 | Present |
| Massmutual Life Insurance Company | Exeter | NH | 07/2016 | Present |
NAME: WAYNE FREDERICK SLATTERY SR. INV REL: Y ADD: 149 WATER STREET, EXETER, NH 03833 NATURE: OUTSIDE INSURANCE SALES POSITION: INSURANCE BROKER START DATE: 04/01/2025 NO. HR/MO: 6 NO. HR/MO DURING SEC TRADING: 6 DUTIES: LIFE, DISABILITY, LONG-TERM CARE, FIXED ANNUITIES, AND HEALTH
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1986-08-13 |
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