Charles Milford Tarara

Employer firm

Lions Wealth Management CRD 300393

$80.0M regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (pooled vehicles)
Pension consulting
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Lions Wealth Management

1600 Utica Avenue South Suite 900, St Louis Park, MN 55416 • United States

Current Registrations

Authority	Category	Status	Date
MN	RA	APPROVED	2023-04-21

MN RA
APPROVED

Since 2023-04-21

Branch Locations

Mendota Heights, MN • United States

1600 Utica Avenue South Suite 900, St Louis Park, MN 55416 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Planners Financial Services, Inc.	Minneapolis	MN	03/1984	04/2023
Lions Wealth Management	St. Louis Park	MN	04/2013	Present

03/1984 → 04/2023

Planners Financial Services, Inc.

Minneapolis, MN
04/2013 → Present

Lions Wealth Management

St. Louis Park, MN

Previous Registrations

2006-08-17 → 2018-12-13

Planners Financial Services, Inc.

Mendota Heights, MN

Minneapolis, MN

Other Businesses

INSURANCE SALES; INVESTMENT-RELATED, MN, START DATE: 4/2023; INSURANCE AGENT; APPROXIMATELY 1 HR/MO DURING TRADING HOURS, LICENSED FOR SALES OF VARIOUS INSURANCE PRODUCTS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-12-09
S63	Uniform Securities Agent State Law Examination	1991-01-28

S65 Uniform Investment Adviser Law Examination

1999-12-09
S63 Uniform Securities Agent State Law Examination

1991-01-28

Designations

Chartered Financial Consultant

Other Names

Charles Tarara

View on SEC IAPD