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800 South Street Suite 160, Waltham, MA 02453 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2026-01-28 |
Branch Locations
800 South Street Suite 160, Waltham, MA 02453 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| John Hancock | Newport | KY | 10/2012 | 01/2019 |
| John Hancock Distributors Llc | Boston | MA | 01/2013 | 01/2019 |
| Usi Consulting Group, Inc. | Glastonbury | CT | 01/2019 | 07/2021 |
| Usi Securities, Inc. | Glastonbury | CT | 02/2019 | 07/2021 |
| Usi Advisors, Inc. | Glastonbury | CT | 02/2019 | 07/2021 |
| Lpl Financial, Llc | Carmel | IN | 07/2021 | 04/2022 |
| National Wealth Management Group, Llc | Carmel | IN | 07/2021 | 04/2022 |
| Pension & Wealth Management Advisors | Waltham | MA | 09/2024 | Present |
| Unemployed | Carmel | IN | 05/2022 | 09/2024 |
1. 7/1/2021 - National Wealth Management Group, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 7/14/2021 - National Wealth Management Group, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - 160 Hours Per Month - I provide investment advisory services through National Wealth Management Group, LLC, an independent investment advisor firm. I started this business activity in 7/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.advisernfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3 FINRA Arbitrator - Investment Related - 06/2023. Arbirrator in arbitration cases
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1985-07-08 |
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