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1000 Potomac Street N.W. Suite 300, Washington D.C., DC 20007 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| DE | RA | APPROVED | 2007-06-04 |
| PA | RA | APPROVED | 2004-06-28 |
| MD | RA | APPROVED | 2000-01-01 |
| VA | RA | APPROVED | 1999-11-06 |
| DC | RA | APPROVED | 1999-10-18 |
Branch Locations
1000 Potomac Street N.W. Suite 300, Washington D.C., DC 20007 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Agi Financial Services Inc. | Washington | DC | 10/1983 | Present |
| Capital Investment Advisors, Inc. | Washington | DC | 01/2000 | Present |
| Capital Financial Planning Group | Washington | DC | 03/1998 | Present |
| Capital Asset Management Group | Washington | DC | 03/1998 | Present |
| Capital Benefit Planning Group | Washington | DC | 03/1998 | Present |
| Capital Insurance Group | Washington | DC | 10/1984 | Present |
| Cambridge Investment Research, Inc | Fairfield | IA | 08/2010 | Present |
1) DBA CAPITAL ASSET MANAGEMENT GROUP INC, 1000 Potomac Street NW, Washington DC 20007, United States, 10/31/1982, President, DBA Name, NIR, 121 HR/MO - 174 HR/MO TRADING 2) CAPITAL INVESTMENT ADVISORS, INC.; INVESTMENT RELATED; 1000 POTOMAC ST NW STE 300, WASHINGTON, DC, 12/1997 AS CEO/ADVISORY REP OF A RIA. 40 HR/MO- 40/TRADING HR. 3) CAPITAL BENEFIT PLANNING GROUP, INC.; INVESTMENT RELATED; 1000 POTOMAC ST NW SUITE 300 WASHINGTON, DC;BENEFIT CONSULTING; 12/01/97-PRESIDENT, CEO & OWNER. 2 HR/MO- 2/TRADING HR. 4) CAPITAL FINANCIAL PLANNING GROUP, INC.;INVESTMENT RELATED; 1000 POTOMAC ST. NW STE 300, WASHINGTON, DC; BUSINESS NAME RESERVED FOR FUTURE USE; 12/01/97; 0 HRS; PRESIDENT, CEO & OWNER. 0 HR/WK- 0/TRADING HR. 5) INSTITUTE FOR FINANCIAL INDEPENDENCE; INVESTMENT RELATED; 35785 ATLANTIC AVE, MILLVILLE, DE, 6/2007 AS FOUNDER/FINANCIAL PROFESSIONAL UTILIZING DBA NAME. INV REL - 20HRS/MO -1/TRADING. 6) JOHN GIROUARD COLUMNIST; 1414 34TH STREET N.W., WASHINGTON , DC 20007; BEGAN 8/6/14 AS COLUMNIST. NOT INVESTMENT RELATED;DEVOTES 3 HR/MO; NONE DURING TRADING. 7) AGI FINANCIAL SERVICES, INC., 1000 POTOMAC ST NW, STE 300,WASHINGTON, DC, 10/01/1983 AS A CHAIRMAN, PRESIDENT, AND CEO OF FORMER DBA OF FIRM PROVIDING SECURITIESSERVICES THROUGH PREVIOUS BROKER/DEALER. THOUGH STILL LEGALLY ACTIVE, OPERATIONS OF THIS ENTITY TRANSFERREDTO CAPITAL ASSET MANAGEMENT UPON ITS FORMATION IN DECEMBER 1997. INVESTMENT RELATED. DEVOTES 0HR/YR,0TRADE. 8) RICHARD A WEINBERG CPA/DBA CAPITAL ASSET MANAGEMENT GROUP, 7410 AXTON ST, SPRINGFIELD, VA 22151.BEGAN 1/2010. PRESIDENT CEO, DEVOTES 0 HR/YR-NONE DURING TRADING. 9) OWNER RENTAL REAL ESTATE, 35785 ATLANTIC AVE, MILVILLE, DE, 06/2019. NIR-2/WK-0/TRADING 10) CONTRIBUTING AUTHOR, FORBES.COM, 90 5TH AVE, NEW YORK, NY, 10/20/08, NIR, 5 HR/WK- 0/TRADING HR. 11) PENN MUTUAL LIFE INSURANCE COMPANY, 600 DRESHER ROAD, HORSHAM, PA, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 10/01/08, INV REL, 5 HR/WK- 5/TRADING HR. 12) GUARDIAN LIFE INSURANCE, 7 HANOVER SQUARE, H-26-E, NEW YORK NY, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 02/07/06, INV REL, 5 HR/MO- 5/TRADING HR. 13) LAFAYETTE LIFE INSURANCE COMPANY, 1905 TEAL ROAD, LAFAYETTE, IN, INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 09/17/99, INV REL, 10 HR/WK- 10/TRADING HR. 14) GEORGETOWN HERITAGE, 1057 Thomas Jefferson St NW, Washington DC 20007, 01/03/2022, BOARD MEMBER, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 5HR/MO - 0HR/MO TRADING 15) PRESIDENT LINCOLN'S COTTAGE, 140 Rock Creek Church Road N.W., Washington DC 20011, United States, 01/01/2025, Board Member, Board Member/Officer/Director/Committee Member/Board Trustee, INV REL, 5HR/MO - 5HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1993-04-23 |
| S63 | Uniform Securities Agent State Law Examination | 1992-01-20 |
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