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120 Vantis Dr., Suite 330, Aliso Viejo, CA 92656 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-05-16 |
Branch Locations
8073 Entrada De Luz East, San Diego, CA 92127 • United States
120 Vantis Dr., Suite 330, Aliso Viejo, CA 92656 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hub International Insurance Services Inc. | Del Mar | CA | 01/2012 | 05/2021 |
| Hub International Investment Services Inc. | Del Mar | CA | 06/2012 | 05/2021 |
| Cambridge Investment Research Inc | Fairfield | IA | 08/2014 | 05/2021 |
| Cambridge Investment Research Advisors Inc | Fairfield | IA | 08/2014 | 05/2021 |
| Nfp Retirement, Inc. | Aliso Viejo | CA | 05/2021 | 07/2023 |
| Accelerate Retirement | Aliso Viejo | CA | 05/2023 | Present |
1) Touch of Green LLC / 701 66th Street, Oakland, CA / Non-investment related - Cultivation enterprise. Organized as an LLC - non a managing member. No hours spent on activity during market hours. 2) Insurance Agent - Mr. Freismuth in his individual capacity, is a licensed insurance agent, and recommends the purchase of certain insurance products on a commission basis; non-investment related; less than 5 hours monthly which could be during market hours. 2.) 701 66th Street LLC - Non-Investment Related - located at 701 66th Street, Oakland, CA - LLC formed to hold a commercial real estate building - Started 02-01-2020 - No hours spent on activity during market hours - 0 hours spent per month - No responsibilities.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1984-10-25 |
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