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Current Employers
Planmember Securities Corporation

6267 Carpinteria Avenue, Carpinteria, CA 93013 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2024-11-13
  • VA RA
    APPROVED
    Since 2024-11-13

Branch Locations

580 W. Main Street, Wytheville, VA 24382 • United States

Austin, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ely Financial Network Wytheville VA 04/2014 Present
Virginia Retirement Specialists, Inc. (Vrsi) Wytheville VA 04/1988 Present
Gwn Securities Inc. Palm Beach Gardens FL 07/2010 11/2024
Planmember Securities Corporation Carpinteria CA 11/2024 Present
Educators Tax Service Wytheville VA 11/2007 Present
Ely Properties Wytheville VA 01/1997 Present
  • 04/2014 → Present
    Ely Financial Network
    Wytheville, VA
  • 04/1988 → Present
    Virginia Retirement Specialists, Inc. (Vrsi)
    Wytheville, VA
  • 07/2010 → 11/2024
    Palm Beach Gardens, FL
  • 11/2024 → Present
    Carpinteria, CA
  • 11/2007 → Present
    Educators Tax Service
    Wytheville, VA
  • 01/1997 → Present
    Ely Properties
    Wytheville, VA
Previous Registrations
  • 2011-05-16 → 2024-11-08
    Wytheville, VA
    Palm Beach Gardens, FL
  • 2005-02-22 → 2011-05-13
    Oakbrook, IL
  • 2005-01-04 → 2005-02-22
    Pmg Asset Management Inc
    Wytheville, VA
  • 2004-01-03 → 2004-12-31
    Pmg Securities Corporation
    Wytheville, VA
  • 2001-02-26 → 2003-12-31
    Pmg Asset Management Inc
    Wytheville , VA
Other Businesses

1) Virginia Retirement Specialists, Inc.- 580 W. Main St., Wytheville, VA 24382; Investment related; Securities & insurance sales & svcs; President; Start date 4/1988; 80 hrs/mnth & during trading. 2) Ely Financial Network-580 W. Main St., Wytheville, VA 24382; Investment related; Fixed health & insurance sales & svcs; President/Agent; Start date 4/2014; 80 hrs/mnth & during trading. 3) Educators Tax Service-580 W. Main St., Wytheville, VA 24382; Noninvestment related; Income tax preparation service; Managing Member; Start date 11/2007; 0 hrs/mnth; 0 hrs/mnth during trading. 4) Ely Properties-580 W. Main St., Wytheville, VA 24382; Noninvestment related; Rental property management; Managing Member; Start date 1/1997; 5 hrs/mnth & during trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-03-26
S63 Uniform Securities Agent State Law Examination 1983-09-28
  • S65 Uniform Investment Adviser Law Examination
    1997-03-26
  • S63 Uniform Securities Agent State Law Examination
    1983-09-28
Designations
Other Names
  • Thomas A Ely
  • Tom A. Ely

View on SEC IAPD

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