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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-08-07 |
| GA | RA | APPROVED | 2022-01-07 |
Branch Locations
6 Concourse Pkwy Suite 2700, Atlanta, GA 30328 • United States
Roswell, GA • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Llc | Atlanta | GA | 09/1984 | Present |
| Massmutual Life Insurance Co | Atlanta | GA | 07/1984 | Present |
(1) NAME: CAPSTONE WEALTH ADVISORS, LLC INV REL: Y ADD: 3550 LENOX RD., NE SUITE 1100, ATLANTA, GA 30326 NATURE: FINANCIAL SERVICES POSITION: FINCIAL ADVISOR START DATE: 09/09/2024 NO HRS/MO: 160 NO HRS/MO DUR TRADING: 160 DUTIES: ATTRACT, RETAIN AND SERVICE CLIENTS WITH THEIR FINANCIAL SERVICES (2) NAME: CAPSTONE FINANCIAL ADVISORS INV REL: Y ADD: 3550 LENOX RD., NE SUITE 1100, ATLANTA, GA 30326 NATURE: OUTSIDE INSURANCE SALES POSITION: INSURANCE BROKER START DATE: 09/09/2024 NO. HR/MO: 10, NO. HR/MO DURING SEC TRADING: 1, DUTIES: LIFE, DISABILITY, LONG-TERM CARE, AND FIXED ANNUITIES (3) NAME: JEFFREY H DUNCAN INV REL: Y ADD: 3550 LENOX RD NE, STE 1100, ATLANTA, GA 30326, NATURE: INSURANCE SALES POSITION: INSURANCE BROKER START DATE: 04/11/2025 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 5 DESCRIBE DUTIES: SALES AND SERVICES INDIVIDUAL LIFE, DI, LTC & FIXED ANNUITIES.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1994-04-04 |
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