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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-08-07
GA RA APPROVED 2022-01-07
  • TX RA
    APPROVED_RES
    Since 2025-08-07
  • GA RA
    APPROVED
    Since 2022-01-07

Branch Locations

6 Concourse Pkwy Suite 2700, Atlanta, GA 30328 • United States

Roswell, GA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Atlanta GA 09/1984 Present
Massmutual Life Insurance Co Atlanta GA 07/1984 Present
Other Businesses

(1) NAME: CAPSTONE WEALTH ADVISORS, LLC INV REL: Y ADD: 3550 LENOX RD., NE SUITE 1100, ATLANTA, GA 30326 NATURE: FINANCIAL SERVICES POSITION: FINCIAL ADVISOR START DATE: 09/09/2024 NO HRS/MO: 160 NO HRS/MO DUR TRADING: 160 DUTIES: ATTRACT, RETAIN AND SERVICE CLIENTS WITH THEIR FINANCIAL SERVICES (2) NAME: CAPSTONE FINANCIAL ADVISORS INV REL: Y ADD: 3550 LENOX RD., NE SUITE 1100, ATLANTA, GA 30326 NATURE: OUTSIDE INSURANCE SALES POSITION: INSURANCE BROKER START DATE: 09/09/2024 NO. HR/MO: 10, NO. HR/MO DURING SEC TRADING: 1, DUTIES: LIFE, DISABILITY, LONG-TERM CARE, AND FIXED ANNUITIES (3) NAME: JEFFREY H DUNCAN INV REL: Y ADD: 3550 LENOX RD NE, STE 1100, ATLANTA, GA 30326, NATURE: INSURANCE SALES POSITION: INSURANCE BROKER START DATE: 04/11/2025 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 5 DESCRIBE DUTIES: SALES AND SERVICES INDIVIDUAL LIFE, DI, LTC & FIXED ANNUITIES.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1994-04-04
  • S63 Uniform Securities Agent State Law Examination
    1994-04-04
Other Names
  • Jeffrey H Duncan

View on SEC IAPD

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