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One Orange Way, Windsor, CT 06095 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2020-04-29 |
| KS | RA | APPROVED | 2011-01-03 |
Branch Locations
124 S. Baltimore Avenue Suite F, Derby, KS 67037-1449 • United States
7000 North Mopac Expressway Suite 240, Austin, TX 78731 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Financial Advisors | Derby | KS | 09/2014 | Present |
NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 124 S BALTIMORE AVE STE F; DERBY; KS; 67037; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 3/22/2010; 50; 40; MARKETING FIXED INDEXED ANNUITIES TO CLIENTS OR POTENTIAL CLIENTS TO SUPPLEMENT THEIR RETIREMENT INCOME. THIS IS A PRODUCT LINE CHANGE ONLY. MY BUSINESS ACTIVITY WILL NOT CHANGE WERE I WORK PRIMARILY IN THE RETIREMENT SAVINGS MARKET BUT I WILL ENHANCE MY|NAME OF ENTITY:Cross Financial Group; Yes; 124 S BALTIMORE AVE STE F; DERBY; KS; 67037; Financial Services/DBA; President; 7/6/2015; 160; 160; Sale of securities and investment products.|NAME OF ENTITY:CROSS FINANCIAL SERVICES, INC; No; 124 S. BALTIMORE AVE STE E; DERBY; KS; 67037; NON-SECURITIES BUS: LIFE, HEALTH & FIXED INDEX ANN SALES; VP, FAMILY CLOSED CORP (50%OWNER); 1/1/1988; 4; 1; CORP ESTABLISHED FOR LIFE COMM THAT WERE ASSIGNED BY ALIC. SINCE THEY CANNOT BE REASSIGNED, THE CORP WAS CONT. THIS CORP DOES NOT CONDUCT ANY SEC BUS, OR HOLD A LIC WITH ANY BD. THE CORP IS USED SOLELY FOR MARKETING AND SERV LIFE, HEALTH, AND RET PLANS.|NAME OF ENTITY:Cross Advisory Group; Yes; 124 S Baltimore Ave Ste F; Derby; KS; 67037; Financial Services/DBA; President; 6/14/2019; 160; 160; Sell and service insurance, securities, and investment products|
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-05-07 |
| S63 | Uniform Securities Agent State Law Examination | 1994-04-22 |
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