Rickey Ray Sienkiewicz

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 12/1995 → 02/2018
  Sii Investments, Inc.
  Eagan, MN
• 11/2001 → Present
  R Group Financial Marketing Inc
  Eagan, MN
• 02/2018 → Present
  Lpl Financial Llc
  Apple Valley, MN

Previous Registrations

• 2013-04-23 → 2018-02-14
  Sii Investments, Inc.
  Eagan, MN
  Knapp, WI
  Grand Rapids, MN
  Rochester, MN
  Minneapolis, MN
  Sartell, MN
  Eagan, MN
  Roseville, MN
  Avon, MN
  Oakdale, MN
  Bloomington, MN
  St Cloud, MN
  Eden Prairie, MN
  Maplewood, MN
  Eagan, MN

Other Businesses

1. 3/12/2018 - R GROUP FINANCIAL MARKETING, INC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 12/1/2020 - R GROUP FINANCIAL - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 03/12/2018 - 160 Hours Per Month During Securities Trading.

Exams

• S66 Uniform Combined State Law Examination
  2003-02-13
• S63 Uniform Securities Agent State Law Examination
  1987-06-08