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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2022-08-11 |
| FL | RA | APPROVED | 2022-08-10 |
| PA | RA | APPROVED | 2020-09-17 |
| TX | RA | APPROVED_RES | 2020-09-04 |
Branch Locations
Little Comptom, RI • United States
100 Front Street Suite 600, West Conshohocken, PA 19428 • United States
Vero Beach, FL • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Conshohocken | PA | 01/2009 | 09/2020 |
| Morgan Stanley Smith Barney Llc | West Conshohocken | PA | 09/2020 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 10/2020 | Present |
*411904 - Windemeade Partners LLC; Investment related Yes; Vero Beach, Florida; Real Estate; Partner (proprietor, partner, officer, director, employee, trustee, agent); June 2010; During business hours: 1; After business hours: 1; Investment Decisions/Advice
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2006-05-11 |
| S63 | Uniform Securities Agent State Law Examination | 1983-07-26 |
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