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Teresa Lynn Swimm

Janney Montgomery Scott LLC

Danvers, MA

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Current Employers
Janney Montgomery Scott Llc

1717 Arch Street, Philadelphia, PA 19103 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2023-08-09
CA RA APPROVED 2023-08-03
FL RA APPROVED 2023-08-02
NJ RA APPROVED 2023-08-02
CT RA APPROVED 2020-01-02
TX RA APPROVED 2020-01-02
  • MA RA
    APPROVED
    Since 2023-08-09
  • CA RA
    APPROVED
    Since 2023-08-03
  • FL RA
    APPROVED
    Since 2023-08-02
  • NJ RA
    APPROVED
    Since 2023-08-02
  • CT RA
    APPROVED
    Since 2020-01-02
  • TX RA
    APPROVED
    Since 2020-01-02

Branch Locations

222 Rosewood Drive Suite 200, Danvers, MA 01923 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A. Wakefield MA 10/2015 12/2019
Merrill Lynch, Pierce, Fenner & Smith Inc Wakefield MA 10/2015 12/2019
Janney Montgomery Scott Llc Danvers MA 12/2019 Present
  • 10/2015 → 12/2019
    Bank Of America, N.A.
    Wakefield, MA
  • 10/2015 → 12/2019
    Merrill Lynch, Pierce, Fenner & Smith Inc
    Wakefield, MA
  • 12/2019 → Present
    Janney Montgomery Scott Llc
    Danvers, MA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-12-31
S63 Uniform Securities Agent State Law Examination 1990-02-01
  • S66 Uniform Combined State Law Examination
    2015-12-31
  • S63 Uniform Securities Agent State Law Examination
    1990-02-01
Other Names
  • Teresa Lynn Eskholme
  • Teresa Eskholme
  • Teresa Lynn Brune

View on SEC IAPD

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Zachary Delano
DOUGLAS TILGHMAN WILSON
Mark Patrick Sullivan
JAMES FRANKEL HORROCKS
SEAN PATRICK GIBBONS
SHANE POULIN

Other Offices

ONEDIGITAL · Danvers, MA
RBC CAPITAL MARKETS, LLC · DANVERS, MA
ROBERT W. BAIRD & CO. INCORPORATED · Danvers, MA
CETERA INVESTMENT ADVISERS LLC · DANVERS, MA
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Danvers, MA
FORTIS CAPITAL ADVISORS, LLC · Danvers, MA
NVEST FINANCIAL, LLC · DANVERS, MA
AMERIPRISE FINANCIAL SERVICES, LLC · DANVERS, MA

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