David Alan Shorr

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2022-08-26
NY	RA	APPROVED	2022-08-25
TX	RA	APPROVED_RES	2022-08-25

FL RA
APPROVED

Since 2022-08-26
NY RA
APPROVED

Since 2022-08-25
TX RA
APPROVED_RES

Since 2022-08-25

Branch Locations

Miami, FL • United States

20807 Biscayne Boulevard 5Th&6Th Floor, Aventura, FL 33180 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	New York	NY	01/2012	08/2022
Morgan Stanley Smith Barney Llc	Aventura	FL	08/2022	Present
Morgan Stanley Private Bank, N.A	New York	NY	09/2022	Present

01/2012 → 08/2022

Ubs Financial Services Inc.

New York, NY
08/2022 → Present

Morgan Stanley Smith Barney Llc

Aventura, FL
09/2022 → Present

Morgan Stanley Private Bank, N.A

New York, NY

Previous Registrations

2012-01-27 → 2022-09-06

Ubs Financial Services Inc.

New York, NY

Beverly Hills, CA

Miami, FL

Southampton, NY
2011-08-25 → 2012-02-09

Morgan Stanley

New York, NY
2002-12-16 → 2005-02-28

Morgan Stanley Dw Inc.

New York, NY

New York, NY

Other Businesses

*564027- HKM-VROOM LLC; Investment related -Yes; miami, Florida; stock trading; owner (proprietor, partner, officer, director, employee, trustee, agent); 03/2018; During business hours: 1; After business hours: 0; Other, Investment Decisions/Advice

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-01-20
S63	Uniform Securities Agent State Law Examination	1983-08-19

S66 Uniform Combined State Law Examination

2022-01-20
S63 Uniform Securities Agent State Law Examination

1983-08-19

View on SEC IAPD