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4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2017-07-11 |
Branch Locations
2416 E. Joppa Road, Baltimore, MD 21234 • United States
4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc | Fairfield | IA | 03/2013 | 07/2017 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 03/2013 | 07/2017 |
| Stumbroski & Associates, Inc | Baltimore | MD | 11/1989 | Present |
| J.W. Cole Financial, Inc. | Tampa | FL | 07/2017 | Present |
| J.W. Cole Advisors, Inc. | Tampa | FL | 07/2017 | Present |
(1) STUMBROSKI & ASSOCIATES, INC.- DBA; NON-INVESTMENT RELATED; 2416 E. JOPPA ROAD, BALTIMORE, MD 21234; SALES AND SERVICE OF TRADITIONAL INSURANCE TO INCLUDE P&C; PRESIDENT; 11/1989; DEVOTES 80 HOURS PER MONTH; DEVOTES 40 HOURS PER MONTH DURING TRADING; DAY TO DAY SALES (2) REFERRAL SERVICE UNDER DBA STUMBROSKI & ASSOCIATES, INC.; NON-INVESTMENT RELATED; 2416 E. JOPPA ROAD BALTIMORE, MD 2134; OFFER CURRENT AND PROSPECTIVE CLIENTS PAYROLL SERVICE FROM LOCAL COMPANY; SOLICITOR; 04/01/2011; DEVOTES 1 HOUR PER MONTH; DEVOTES 1 HOURS PER MONTH DURING TRADING; REFER BUSINESS CLIENTS TO PAYROLL CO. FOR SERVICE (2) SENIOR FINANCIAL ADVISORS, LLC - DBA; INVESTMENT RELATED; 2416 E. JOPPA ROAD, BALTIMORE, MD 21234; SALES AND SERVICE OF INVESTMENT AND ADVISORY BUSINESS; PARTNER; 08/26/2002; DEVOTES 120 HOURS PER MONTH; DEVOTES 120 HOURS PER MONTH DURING TRADING; DAY TO DAY SALES (4) PROPERTY MANAGEMENT-2416 E. JOPPA ROAD, BALTIMORE, MD 21234; NON-INVESTMENT RELATED; 2416 E. JOPPA ROAD, BALTIMORE, MD 21234; PROPERTY MANAGEMENT OF OWN OFFICE; PARTNER; 12/2007; DEVOTES 20 HOURS PER MONTH; DEVOTES 0 HOURS DURING TRADING; DAY TO DAY MANAGEMENT OF OFFICE LOCATION (5) JOSEPH A. STUMBROSKI/MICHAEL V. VALENCIA PARTNERSHIP; NON-INVESTMENT RELATED; 2418 E. JOPPA ROAD, BALTIMORE, MD 21234; PROPERTY MANAGEMENT OF COMMERCIAL OFFICE RENTED TO OTHERS; PARTNER; 04/2008; DEVOTES 20 HOURS PER MONTH; DEVOTES 0 HOURS PER MONTH DURING TRADING; DAY TO DAY MANAGEMENT OF COMMERCIAL OFFICE LOCATION
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-01-24 |
| S63 | Uniform Securities Agent State Law Examination | 1996-06-25 |
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