Joseph Anthony Stumbroski

Employer firm

J. W. Cole Advisors, Inc. CRD 112294

$8.25B regulatory AUM 1,971 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars
• HOURLY & FIXED RATE CONSULTING

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2013 → 07/2017
  Cambridge Investment Research, Inc
  Fairfield, IA
• 03/2013 → 07/2017
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA
• 11/1989 → Present
  Stumbroski & Associates, Inc
  Baltimore, MD
• 07/2017 → Present
  J.W. Cole Financial, Inc.
  Tampa, FL
• 07/2017 → Present
  J.W. Cole Advisors, Inc.
  Tampa, FL

Previous Registrations

• 2013-03-06 → 2017-07-26
  Cambridge Investment Research Advisors, Inc.
  Baltimore, MD
• 2007-05-22 → 2013-03-06
  Sii Investments, Inc.
  Baltimore, MD
  Appleton, WI
  Baltimore, MD
• 2004-07-01 → 2006-02-27
  Geneos Wealth Management, Inc.
  Baltimore, MD
  Montgomeryville, PA
  Baltimore, MD
• 1998-05-05 → 2004-07-13
  Cetera Advisors Llc
  Baltimore, MD

Other Businesses

(1) STUMBROSKI & ASSOCIATES, INC.- DBA; NON-INVESTMENT RELATED; 2416 E. JOPPA ROAD, BALTIMORE, MD 21234; SALES AND SERVICE OF TRADITIONAL INSURANCE TO INCLUDE P&C; PRESIDENT; 11/1989; DEVOTES 80 HOURS PER MONTH; DEVOTES 40 HOURS PER MONTH DURING TRADING; DAY TO DAY SALES (2) REFERRAL SERVICE UNDER DBA STUMBROSKI & ASSOCIATES, INC.; NON-INVESTMENT RELATED; 2416 E. JOPPA ROAD BALTIMORE, MD 2134; OFFER CURRENT AND PROSPECTIVE CLIENTS PAYROLL SERVICE FROM LOCAL COMPANY; SOLICITOR; 04/01/2011; DEVOTES 1 HOUR PER MONTH; DEVOTES 1 HOURS PER MONTH DURING TRADING; REFER BUSINESS CLIENTS TO PAYROLL CO. FOR SERVICE (2) SENIOR FINANCIAL ADVISORS, LLC - DBA; INVESTMENT RELATED; 2416 E. JOPPA ROAD, BALTIMORE, MD 21234; SALES AND SERVICE OF INVESTMENT AND ADVISORY BUSINESS; PARTNER; 08/26/2002; DEVOTES 120 HOURS PER MONTH; DEVOTES 120 HOURS PER MONTH DURING TRADING; DAY TO DAY SALES (4) PROPERTY MANAGEMENT-2416 E. JOPPA ROAD, BALTIMORE, MD 21234; NON-INVESTMENT RELATED; 2416 E. JOPPA ROAD, BALTIMORE, MD 21234; PROPERTY MANAGEMENT OF OWN OFFICE; PARTNER; 12/2007; DEVOTES 20 HOURS PER MONTH; DEVOTES 0 HOURS DURING TRADING; DAY TO DAY MANAGEMENT OF OFFICE LOCATION (5) JOSEPH A. STUMBROSKI/MICHAEL V. VALENCIA PARTNERSHIP; NON-INVESTMENT RELATED; 2418 E. JOPPA ROAD, BALTIMORE, MD 21234; PROPERTY MANAGEMENT OF COMMERCIAL OFFICE RENTED TO OTHERS; PARTNER; 04/2008; DEVOTES 20 HOURS PER MONTH; DEVOTES 0 HOURS PER MONTH DURING TRADING; DAY TO DAY MANAGEMENT OF COMMERCIAL OFFICE LOCATION

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-01-24
• S63 Uniform Securities Agent State Law Examination
  1996-06-25