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Sue Ellen Tomasello

Morgan Stanley

Purchase, NY

CRD 1148062

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Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-16
TX RA APPROVED_RES 2020-05-20
  • NY RA
    APPROVED
    Since 2021-06-16
  • TX RA
    APPROVED_RES
    Since 2020-05-20

Branch Locations

2000 Westchester Avenue 1Nc, Purchase, NY 10577 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc White Plains NY 04/1992 Present
Morgan Stanley Smith Barney Mount Kisco NY 06/2009 Present
  • 04/1992 → Present
    Citigroup Global Markets Inc
    White Plains, NY
  • 06/2009 → Present
    Morgan Stanley Smith Barney
    Mount Kisco, NY
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2008-12-28
  • S63 Uniform Securities Agent State Law Examination
    2008-12-28
Other Names
  • Sue Ellen Freeman
  • Sue Ellen Freeman

View on SEC IAPD

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