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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2024-04-30
MO RA APPROVED 2018-05-16
  • MI RA
    APPROVED
    Since 2024-04-30
  • MO RA
    APPROVED
    Since 2018-05-16

Branch Locations

9900 Clayton Road, St Louis, MO 63124 • United States

4088 Boyd Rd, Frankfort, MI 49635 • United States

St Louis, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Frontenac MO 05/2009 11/2016
Wells Fargo Clearing Services, Llc Frontenac MO 11/2016 04/2018
Raymond James & Associates, Inc. St Louis MO 04/2018 Present
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Frontenac, MO
  • 11/2016 → 04/2018
    Wells Fargo Clearing Services, Llc
    Frontenac, MO
  • 04/2018 → Present
    St Louis, MO
Other Businesses

CO-TRUSTEE FOR FATHER; INV RELATED; START: 10/2006; 0 HR/MO; 0 DURING TRADING.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1983-06-27
  • S63 Uniform Securities Agent State Law Examination
    1983-06-27
Designations

View on SEC IAPD

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