Samuel Lewis Keck

Employer firm

Osaic Advisory Services, LLC CRD 171070

$15.5B regulatory AUM 170 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1990 → Present
  Samuel L. Keck
  Denver, CO
• 08/2014 → 11/2023
  Parkland Securities
  Ann Arbor, MI
• 11/2023 → 08/2024
  Triad Advisors
  Norcross, GA
• 11/2023 → Present
  Triad Hybrid Solutions
  Norcross, GA
• 08/2024 → Present
  Osaic Wealth, Inc.
  Englewood, CO

Previous Registrations

• 2003-02-21 → 2023-11-10
  Spc
  Ann Arbor, MI
  Colorado Springs, CO
  Englewood, CO

Other Businesses

1) Clearview Financial,LLC;investment related;88 Inverness Circle East,Ste H-101,Englewood,CO 80112;insurance license to sell life insurance;insurance sales/life insurance;6/1965;40 hrs/month;40 hrs during trading;life insurance sales 2) ASSET FORTRESS GROUP,INC. POSITION: president NATURE: corporation INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 START DATE: 03/09/2017 ADDRESS: 382 Summerwood Ln, Castle Pines CO 80108, United States DESCRIPTION: collect data to enter into a software program and deliver a business valuation report 3) INSMARK POSITION: independent contractor NATURE: independent contractor INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 01/01/1999 ADDRESS: 88 Inverness Circle, Ste H-101, Englewood CO 80112, United States DESCRIPTION: computer software sales related to life insurance 4) CLEARVIEW FINANCIAL,LLC POSITION: insurance sales/life insurance NATURE: insurance license to sell life insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 06/01/1965 ADDRESS: 88 Inverness Circle East, Ste H-101, Englewood CO 80112, United States DESCRIPTION: life insurance sales

Exams

• S63 Uniform Securities Agent State Law Examination
  2000-12-18

Other Names

• Sam Keck