Aaron Leslie Saperstein

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2014 → Present
  Morgan Stanley Smith Barney Llc
  Purchase, NY
• 01/2015 → Present
  Morgan Stanley Private Bank, N.A.
  New York, NY

Previous Registrations

• 2003-06-11 → 2014-03-31
  Wells Fargo Clearing Services, Llc
  Greenwich, CT
  Purchase, NY
  Old Greenwich, CT
  Greenwich, CT

Other Businesses

CO-TRUSTEE OF FATHER'S TRUST, INVESTMENT RELATED, BEDFORD, NY, START DATE 7/1999, MINIMAL TIME DEVOTED DURING SECURITIES HOURS. MY FATHER DIED IN 2007 AT WHICH TIME I BECAME CO TRUSTEE WITH MY MOM AND SISTER ON HIS REVOCABLE TRUST. THE TRUST IS FOR INVESTMENT PURPOSES. MOM DAD RESIDED AT 457 MAIN STREET N IN SOUTHBURY CT BEFORE HE DIED. I AM A TRUSTEE. THIS STARTED AROUND 2008. I SPEND ABOUT1-2 HRS A MONTH ON THE TRUST. I WITH MY MOM AND SISTER GUIDE THE MANAGEMENT OF THE TRUST. TRUSTEE FOR MOTHER'S TRUST; INVESTMENT RELATED; SOUTHBURY, CT; START DATE 5/2012; 1 HR PER MONTH AND DURING TRADING. I BECAME CO TRUSTEE WITH MY MOM AND SISTER ON HER REVOCABLE TRUST. THE TRUST IS FOR INVESTMENT PURPOSES. MOM RESIDES AT 457 MAIN STREET N IN SOUTHBURY CT. I AM A TRUSTEE. THIS STARTED AROUND 2008. I SPEND ABOUT1-2 HRS A MONTH ON THE TRUST. I WITH MY MOM AND SISTER GUIDE THE MANAGEMENT OF THE TRUST. TRUSTEE FOR SISTER, INV RELATED, CHAPPAQUA, NY, START: 2/28/2014, 1 HOUR PER MONTH/0 DURING TRADING. I AM THE TRUSTEE ON MY SISTERS TRUST ACCOUNT. THIS IS INVESTMENT INSURANCE RELATED TRUST. I TOOK OVER AS TRUSTEE IN 2/28/2014. SHE RESIDES ON VALLEY LANE IN CHAPPAQUA NY AND I SPEND APPROXIMATELY 1 HR A MONTH ON THIS TRUST. *367219 - Earl Monroe New Renaissance Basketball Academy Charter School; Investment related: No; Bronx, New York; Education; Treasurer (proprietor, partner, officer, director, employee, trustee, agent); 04/2019; During business hours: 1; After business hours: 4; Check Signing/Funds Disbursements

Exams

• S65 Uniform Investment Adviser Law Examination
  2003-06-09
• S63 Uniform Securities Agent State Law Examination
  1986-01-02