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880 Carillon Parkway, St. Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2021-07-21 |
| TX | RA | APPROVED_RES | 2016-08-04 |
| CA | RA | APPROVED | 2008-08-22 |
Branch Locations
Newport Beach, CA • United States
620 Newport Ctr Dr Suite 900, Newport Beach, CA 92660 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James & Associates, Inc. | Newport Beach | CA | 08/2008 | Present |
| Raymond James & Associates, Inc. | Wellington | FL | 11/2021 | Present |
(1) Name of Business: oxnard associaties LLC Address: 17 sea cove lane, newport beach, CA, 92660, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 01/04/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Personal LLC used for tax purpose for the purchase and maintenanceof show horses owned by myself. (2) Name of Business: Santa Barbara Ramada Address: 46770 Calle Real, Santa Barbara, CA, 93110, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 12/11/1995 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am a general partner.I live 145 miles from the property. I visit it about one time a year, over Xmas eve, when I see all my relatives who still live in Santa Barbara, and I do tour the proerty then also.Some years I go up in July over a week-end. (3) Name of Business: Turnpike Lodges LP Address: 4770 Calle Real, Santa Barbara, CA, 93111, United States Activity Type: Business Owner Position/Title: Other Investment Related: Yes Start Date: 01/04/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: General partner (4) Name of Business: turnpike management LLC Address: 4770 Calle Real, Santa Barbara, CA, 93111, United States Activity Type: Business Owner Position/Title: Other Investment Related: Yes Start Date: 01/04/2017 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: LLC is a shell name for Ramada and IHOP already submitted.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1994-10-31 |
| S63 | Uniform Securities Agent State Law Examination | 1984-06-13 |
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