Mark Ransom Brown

Current Employers

Modern Wealth Management, Llc

1712 Main Street Suite 400, Kansas City, MO 64108 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2026-04-21

CO RA
APPROVED

Since 2026-04-21

Branch Locations

250 Fillmore Street Suite 475, Denver, CO 80290 • United States

1712 Main Street Suite 400, Kansas City, MO 64108 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial, Llc	Denver	CO	12/1989	04/2026
Brown & Company	Denver	CO	12/2002	12/2019
Brown & Company, Inc.	Denver	CO	12/2002	12/2019
Modern Wealth Management, Llc	Denver	CO	04/2026	Present

12/1989 → 04/2026

Lpl Financial, Llc

Denver, CO
12/2002 → 12/2019

Brown & Company

Denver, CO
12/2002 → 12/2019

Brown & Company, Inc.

Denver, CO
04/2026 → Present

Modern Wealth Management, Llc

Denver, CO

Previous Registrations

1996-08-19 → 2026-04-28

Lpl Financial Llc

Denver, CO

Denver, CO

Denver, CO
2003-10-17 → 2019-12-31

Brown And Company, Inc.

Denver, CO
1999-01-01 → 2015-11-12

Brown & Tedstrom, Inc.

Denver, CO

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1996-01-25
S63	Uniform Securities Agent State Law Examination	1989-12-18

S65 Uniform Investment Adviser Law Examination

1996-01-25
S63 Uniform Securities Agent State Law Examination

1989-12-18

Designations

View on SEC IAPD