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Ekta Roongta

J.P. Morgan Securities LLC

Millburn, NJ

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-05-17
NJ RA APPROVED 2012-10-01
  • TX RA
    APPROVED
    Since 2017-05-17
  • NJ RA
    APPROVED
    Since 2012-10-01

Branch Locations

279 Millburn Ave., Millburn, NJ 07041 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, N.A Millburn NJ 12/2013 Present
Jp Morgan Securites, Llc Millburn NJ 12/2013 Present
  • 12/2013 → Present
    Jpmorgan Chase Bank, N.A
    Millburn, NJ
  • 12/2013 → Present
    Jp Morgan Securites, Llc
    Millburn, NJ
Previous Registrations
  • 2007-08-28 → 2012-10-01
    Chase Investment Services Corp.
    Princeton, NJ
    Summit, NJ
    Franklin Park, NJ
    West Windsor, NJ
  • 2006-10-16 → 2006-12-14
    Equitable Advisors, Llc
    Woodbridge, NJ
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-10-13
  • S66 Uniform Combined State Law Examination
    2006-10-13
Designations
Other Names
  • Ekta Dhanuka

View on SEC IAPD

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JAMAAL STANTON

Other Offices

STRATEGIC ADVISERS LLC · MILLBURN, NJ
SORYN IP CAPITAL MANAGEMENT · MILLBURN, NJ
CITIZENS SECURITIES, INC. · MILLBURN, NJ
EDWARD JONES · MILLBURN, NJ
LPL FINANCIAL LLC · MILLBURN, NJ
CHARLES SCHWAB & CO., INC. · Millburn, NJ
WELLS FARGO CLEARING SERVICES, LLC · MILLBURN, NJ
BELLWETHER CONSULTING LLC · MILLBURN, NJ

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