Thomas Davis Jones

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/1984 → Present
  Financial Planning & Management, Inc
  Atlanta, GA
• 12/1995 → 09/2016
  Vsr Financial Services, Inc
  Atlanta, GA
• 08/2007 → 09/2016
  Vsr Advisory Services
  Overland Park, KS
• 10/1984 → Present
  Insurance & Employee Benefits, Inc
  Atlanta, GA
• 12/1995 → Present
  Thomas D. Jones, Cfp
  Atlanta, GA
• 09/2016 → 09/2019
  Summit Brokerage Services, Inc.
  Atlanta, GA
• 09/2016 → 05/2021
  Summit Financial Group Inc
  Boca Raton, FL
• 09/2019 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 03/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2016-09-01 → 2021-05-20
  Summit Financial Group Inc
  Atlanta, GA
• 2007-01-05 → 2016-09-01
  Vsr Financial Services, Inc.
  Atlanta, GA
  Overland Park, KS
  Atlanta, GA
  Overland Park, KS

Other Businesses

1) HAT CREEK PLANTATION, LLLP; NOT INVESTMENT RELATED; ONE PLANTATION ROAD, CHULA, GA 31733; FARMING, CATTLE, TIMBER; GENERAL PARTNER REPRESENTATIVE; BEGAN JANUARY 2013; APPROXIMATELY 16 HOURS PER MONTH INCLUDING DURING TRADING HOURS; MANAGE WORKING FARM, TIMBER AND WILDLIFE MANAGEMENT. 2) HAT CREEK PLANTATION MANAGEMENT COMPANY, LLC; NOT INVESTMENT RELATED; 163 OSNER DRIVE, ATLANTA, GA 30342; AGRICULTURAL PRODUCTS; OWNER; BEGAN DECEMBER 2012; APPROXIMATELY 8 HOURS PER MONTH INCLUDING DURING TRADING HOURS; AGRICULTURAL PRODUCTS. 3) IZAAK WALTON LEAGUE OF AMERICA, GREATER ATLANTA CHAPTER, INC.; NOT INVESTMENT RELATED; 163 OSNER DRIVE, ATLANTA, GA 30342; ENVIRONMENTAL, CONSERVATION; VOLUNTEER AND PRESIDENT OF BOARD OF DIRECTORS FOR NON-PROFIT ORGANIZATION; BEGAN 1976; APPROXIMATELY 10 HOURS PER MONTH INCLUDING DURING TRADING HOURS; LEAD CHAPTER EVENTS, REPORT TO NATIONAL HEADQUARTERS, PRESIDE AT BOARD OF DIRECTORS MEETINGS. 4) BOB M TAYLOR TRUST A (FAMILY) AND TRUST B (MARITAL); INVESTMENT RELATED; 4823 OLD KINGSTON PIKE, KNOXVILLE, TN 37919; TRUSTEE; BEGAN 2001; HOURS VARY; TRUST SERVICES. 5) NAME OF OTHER BUSINESS: FINANCIAL PLANNING AND MANAGEMENT, INC; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 10/1984, POSITION/TITLE/RELATIONSHIP: OWNER/PRESIDENT/CEO, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES, RETIREMENT & TAX PLANNING; 6) INSURANCE AND EMPLOYEE BENEFITS, INC.; NOT INVESTMENT RELATED; 163 OSNER DRIVE, ATLANTA, GA 30342; GROUP AND INDIVIDUAL LIFE/HEALTH INSURANCE; PRESIDENT, CEO; BEGAN 1984; UP TO 10 HOURS PER MONTH INCLUDING DURING TRADING HOURS; SALES, ADMINISTRATIVE DUTIES, OPERATIONAL DIRECTION/PLANNING. 7) NAME OF OTHER BUSINESS: TRUST COMPANY OF TENNESSEE; INVESTMENT RELATED: NO; ADDRESS: 4823 OLD KINGSTON PIKE, KNOXVILLE, TN 37919; NATURE OF BUSINESS: BOARD; START DATE: 10/2017 POSITION/TITLE/RELATIONSHIP: BOARD OFFICER; APX NUMBER OF HOURS PER WEEK: 2.5; APX NUMBER OF HOURS DURING TRADING HOURS: 2.5; BRIEF DESCRIPTION OF DUTIES: STRATEGIC PLANNING AND OVERSIGHT OF OPERATIONS; 8) NAME OF OTHER BUSINESS: GEORGIA WILDLIFE FEDERATION; INVESTMENT RELATED: NO; ADDRESS: 11600 HAZELBRAND RD COVINGTON, GA 30014; NATURE OF BUSINESS: NON PROFIT; START DATE: 6/1/1991; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: BE PART OF BOARD ACTIVITIES & EVENTS, EDUCATE, AND WORK WITH LEGISLATURE & OTHER ORG OF SIMILAR GOALS;

Exams

• S65 Uniform Investment Adviser Law Examination
  1997-08-21
• S63 Uniform Securities Agent State Law Examination
  1983-06-23

Designations

• Certified Financial Planner

Other Names

• Tom Jones