James Albert Powell

Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → Present
  Raymond James Financial Services
  Charlotte, NC
• 01/2015 → Present
  Raymond James Financial Services Advisors Inc.
  Charlotte, NC

Other Businesses

(1)Name of Business: Powell Capital, LLC Address: 5960 Fairview Rd Ste 100-A, Charlotte, NC, 28210, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 04/19/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: This is my legal company work with Raymond James Financial

Exams

• S63 Uniform Securities Agent State Law Examination
  1984-03-02

Designations

• Certified Financial Planner