David Charles Vaz

Current Employers

Employment History

• 02/2004 → Present
  Independent Financial Group, Llc
  San Diego, CA
• 09/2011 → Present
  Nolah, Inc.
  San Diego, CA

Other Businesses

(1) INSURANCE POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 5 START DATE: 04/01/1980 ADDRESS: 8917 Caminito Vera, San Diego CA 92126, United States DESCRIPTION:CA INSURANCE AGENT OFFERING VARIOUS TYPES OF INSURANCE PRODUCTS. (2) NOLAH, INC. POSITION: Officer/Director NATURE: Board Member or Officer (Profit or Non-Profit) INVESTMENT RELATED: No NUMBER OF HOURS: 50 SECURITIES TRADING HOURS: 0 START DATE: 09/21/2011 ADDRESS: 8917 Caminito Vera, San Diego CA 92126, United States DESCRIPTION: Board Member of NOLAH, Inc. As a Board Member will assist in setting policies and managing finances since 2011. Non-investment related. Approximately 3% of time spent. Administration is conducted from 8917 Caminito Vera, San Diego,CA 92126. This is also my IFG office and my home address. Although both businesses are conducted from the same location, all records and activities are kept separated. NOLAH is an all-volunteer charitable organization. Expenses are kept to a minimum as the majority of funds raised are used for the disabled veterans' projects. (3) DAVID VAZ, INC. POSITION: Officer/Director NATURE: Business Entity for Tax/Investment Purposes INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 05/15/2008 ADDRESS: 8917 Caminito Vera, San Diego CA 92126, United States DESCRIPTION: S-corporation started as recommended by my CPA for tax and accounting purposes.) INSURANCE POSITION: Agent/Representative NATURE: Insurance outside of IFG INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 04/01/1980 ADDRESS: 8917 Caminito Vera, San Diego CA 92126, United States DESCRIPTION: (1) LIFE AND HEALTH INSURANCE SALES AGENT SINCE 04/1980. NON-INVESTMENT RELATED. <5% OF TIME SPENT. BUSINESS CONDUCTED FROM OFFICE ADDRESS OF RECORD.

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-12-15
• S63 Uniform Securities Agent State Law Examination
  1983-06-16