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Popular Securities, LLC CRD 8096
$2.62B regulatory AUM 36 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
Popular Center, 208 Ponce De Leon Suite 1200, Hato Rey, PR 00918 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PR | RA | APPROVED | 2011-08-09 |
Branch Locations
208 Ponce De Leon Ave Popular Center Suite 1200, San Juan, PR 00918 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Popular Securities | San Juan | PR | 12/2007 | Present |
Y Entonces LLC. (Sole Member/Owner) - 2 Candida St. Apt. 1202, San Juan PR 00907 - Hrs per month = 0 hours - No Compensation - Non-investment related - Nature of Business = For Main Residence Only - Start Date - 07/15/2019 // Y Entonces Pica Gonzalez-Chavez LLC. (Owner) - 2 Candida St. Apt. 1202, San Juan PR 00907 - Hrs per month = 0 hours - No Compensation - Investment related - Nature of Business = For Personal Investment Accounts Only - Start Date - 09/03/2021 // CPT 33A, LLC (Member/Manager) - 2 Candina Street, Apt 1200, San Juan, PR, 00907 - Hours per month = 0 hours - No Compensation - Nature of Business - LLC was created for tax purposes benefit for a purchase of a second home in NYC. Start Date - 11/29/2022
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-08-21 |
| S63 | Uniform Securities Agent State Law Examination | 1992-06-06 |
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