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Raquel Gonzalez Chavez

Popular Securities, LLC

San Juan, PR

CRD 1146086

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Employer firm

Popular Securities, LLC CRD 8096

$2.62B regulatory AUM 36 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Popular Securities, Llc

Popular Center, 208 Ponce De Leon Suite 1200, Hato Rey, PR 00918 • United States

Current Registrations

AuthorityCategoryStatusDate
PR RA APPROVED 2011-08-09
  • PR RA
    APPROVED
    Since 2011-08-09

Branch Locations

208 Ponce De Leon Ave Popular Center Suite 1200, San Juan, PR 00918 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Popular Securities San Juan PR 12/2007 Present
  • 12/2007 → Present
    Popular Securities
    San Juan, PR
Other Businesses

Y Entonces LLC. (Sole Member/Owner) - 2 Candida St. Apt. 1202, San Juan PR 00907 - Hrs per month = 0 hours - No Compensation - Non-investment related - Nature of Business = For Main Residence Only - Start Date - 07/15/2019 // Y Entonces Pica Gonzalez-Chavez LLC. (Owner) - 2 Candida St. Apt. 1202, San Juan PR 00907 - Hrs per month = 0 hours - No Compensation - Investment related - Nature of Business = For Personal Investment Accounts Only - Start Date - 09/03/2021 // CPT 33A, LLC (Member/Manager) - 2 Candina Street, Apt 1200, San Juan, PR, 00907 - Hours per month = 0 hours - No Compensation - Nature of Business - LLC was created for tax purposes benefit for a purchase of a second home in NYC. Start Date - 11/29/2022

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-08-21
S63 Uniform Securities Agent State Law Examination 1992-06-06
  • S66 Uniform Combined State Law Examination
    2017-08-21
  • S63 Uniform Securities Agent State Law Examination
    1992-06-06
Other Names
  • Raquel Negron
  • Raquel Gonzalez Chavez Negron
  • Raquel Negron
  • Raquel Gonzalez
  • Raquel Gonzalez Font

View on SEC IAPD

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