Lori Ann Clem

Employer firm

Bfc Planning, Inc. CRD 119682

$3.84B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers

Bfc Planning, Inc.

4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2017-11-15

TX RA
APPROVED

Since 2017-11-15

Branch Locations

Carrollton, TX • United States

4201 42Nd Street Ne Suite 100, Cedar Rapids, IA 52402 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Northstar Securities, Inc.	Plalno	TX	05/1998	07/2017
Williams Financial Group	Plano	TX	10/2000	07/2017
Berthel Fisher & Company Financial Services, Inc.	Carrollton	TX	07/2017	Present
Bfc Planning, Inc.	Carrollton	TX	11/2014	Present

05/1998 → 07/2017

Northstar Securities, Inc.

Plalno, TX
10/2000 → 07/2017

Williams Financial Group

Plano, TX
07/2017 → Present

Berthel Fisher & Company Financial Services, Inc.

Carrollton, TX
11/2014 → Present

Bfc Planning, Inc.

Carrollton, TX

Previous Registrations

2008-11-21 → 2017-07-17

Wfg Advisors, Lp

Carrollton, TX
2000-10-06 → 2008-11-18

Wfg Investments, Inc.

Carrollton, TX

Other Businesses

1.1639 Parker Road MGT, LLC-N-Carrollton, TX-Land Owner-Owner-08/2014-0-0-Own land for possible future cemetery 2.Clem's Ye Olde Homestead Farms-N-Carrollton, TX-Family Limited Partnership-Officer-10/1992-3-3-Family Limited Partnership 3.Clem Business Ventures, LLC-N-Carrollton, TX-Title of Family Limited Partnership-Manager-08/2014-0-0-This is the title of the Family Limited Partnership. All businesses run through this Partnership 4.Toothacres-N-Carrollton, TX-Pet Care Center-Owner-08/2014-10-0-Pet Care Center, Boarding Facility and Pet Cemetery 5.CLH Management, LLC-N-Carrollton, TX-Entity-Owner-08/2014-0-0-This is an entity group that has zero assets and no business is conducted w/in the entity 6.International Order of T Roosevelt-N-Carrollton, TX-Check writing authority-Treasurer-08/2017-3-0-Check Writing Authority for foundation 7.Lori A. Clem-N-Carrollton, TX-Insurance Sales-Agent-12/2019-3-1-Meeting w/ clients to help purchase Term Life Insurance. 8.Weatherby Foundation-N-Carrollton, TX-Annual Fundraising Foundation-Board Member-01/2020-1-0-Board of Directors, the Weatherby's host an Annual Fundraiser for various charities. 9. Song Dog Development- N- Carrollton, TX- Property development- Co-owner- 01/2022- 5- 0- Land venture to develop and sell properties.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2001-10-15
S63	Uniform Securities Agent State Law Examination	1994-04-19

S66 Uniform Combined State Law Examination

2001-10-15
S63 Uniform Securities Agent State Law Examination

1994-04-19

Other Names

Lori Ann Taylor Collins
Lori Ann Taylor

View on SEC IAPD