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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2026-04-23
TX RA APPROVED_RES 2026-04-17
  • NE RA
    APPROVED
    Since 2026-04-23
  • TX RA
    APPROVED_RES
    Since 2026-04-17

Branch Locations

13120 Pierce Street Suite 200, Omaha, NE 68144 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Omaha NE 05/2014 04/2026
Raymond James & Associates, Inc. Omaha NE 04/2026 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2006-05-26
S63 Uniform Securities Agent State Law Examination 1985-04-19
  • S65 Uniform Investment Adviser Law Examination
    2006-05-26
  • S63 Uniform Securities Agent State Law Examination
    1985-04-19
Other Names
  • Gary L Noordam
  • Gary Noordam

View on SEC IAPD

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