Michael Burt Niles

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2003 → Present
  Crown Capital Securities, Lp
  Orange, CA
• 01/2008 → 12/2020
  Mike Niles Consulting Llc
  Leesburg, IN
• 05/2024 → Present
  Lpl Financial Llc
  Cincinnati, OH

Previous Registrations

• 2004-09-13 → 2024-05-01
  Crown Capital Securities, L.P.
  Fort Pierce, FL
  Noblesville, IN
  Cincinnati, OH
  Noblesville, IN
  Leesburg, IN
  Westfield, IN

Exams

• S66 Uniform Combined State Law Examination
  2004-09-10
• S63 Uniform Securities Agent State Law Examination
  1983-08-10

Other Names

• Mike Niles