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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-04-05
FL RA APPROVED 2017-03-25
  • TX RA
    APPROVED_RES
    Since 2017-04-05
  • FL RA
    APPROVED
    Since 2017-03-25

Branch Locations

8151 Peters Road Suite 1700, Plantation, FL 33324 • United States

Pembroke Pines, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mml Investors Services, Llc Plantation FL 03/2017 Present
Massachusetts Mutual Life Insurance Company Plantation FL 07/2016 Present
  • 03/2017 → Present
    Plantation, FL
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Plantation, FL
Previous Registrations
  • 2015-01-02 → 2017-03-25
    Msi Financial Services, Inc.
    Coral Gables, FL
  • 1990-05-11 → 2015-01-02
    New England Securities
    Coral Gables, FL
    Miami, FL
Other Businesses

(1) NAME: YOUSEF J SURMAWALA INV REL: Y ADDR: 8151 PETERS RD STE 1700 PLANTATION FL 33324 NATURE: OUTSIDE INSURANCE BUSINESS POSITION: SALES/AGENT START: 01/01/2017 NO HRS/MO: 3 NO HRS/MO DUR TRADING: 0 DESCRIBE DUTIES: INDIVIDUAL LIFE, HEALTH, GROUP HEALTH, & DISABILITY. (2) NAME: YOUSEF & SAKINA SURMAWALA INV REL: Y ADDR: AT RESIDENTIAL ADDRESS NATURE: SIMPLE RENTAL PROPERTY POSITION: OWNER START: 2014 NO HRS/MO: 0 NO HRS/MO DUR TRADING: 0. (3) NAME: YOUSEF J SURMAWALA INV REL: Y ADD: 8151 PETERS RD, SUITE 1700 PLANTATION FL 33324 NATURE: LIFE, DISABILITY, LONG-TERM CARE, FIXED ANNUITIES, HEALTH POSITION: AGENT START DATE: No. 8. HR/MO: 6. No. HR/MO DURING SEC TRADING: DESCRIBE DUTIES: SALES AND SERVICE OF FIXED INSURANCE

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1986-03-19
  • S63 Uniform Securities Agent State Law Examination
    1986-03-19

View on SEC IAPD

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