Marshall Evan Ames

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2017-03-30
CT	RA	APPROVED	2009-10-09
FL	RA	APPROVED	2009-10-09
PA	RA	APPROVED	2009-10-09

TX RA
APPROVED_RES

Since 2017-03-30
CT RA
APPROVED

Since 2009-10-09
FL RA
APPROVED

Since 2009-10-09
PA RA
APPROVED

Since 2009-10-09

Branch Locations

100 Second Avenue South Suite 800, St. Petersburg, FL 33701-4337 • United States

Clearwater, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets, Llc	Tampa	FL	10/2009	Present
City National Bank	Tampa	FL	02/2018	Present

10/2009 → Present

Rbc Capital Markets, Llc

Tampa, FL
02/2018 → Present

City National Bank

Tampa, FL

Previous Registrations

1993-07-12 → 2009-10-09

J. B. Hanauer & Co.

Tampa, FL

Tampa, FL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2002-05-08
S63	Uniform Securities Agent State Law Examination	1984-07-31

S65 Uniform Investment Adviser Law Examination

2002-05-08
S63 Uniform Securities Agent State Law Examination

1984-07-31

View on SEC IAPD

Current Employers

Rbc Capital Markets, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Firms

Other Investors

Other Offices

Reviews