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Employer firm

Raymond James Financial Services Advisors, Inc CRD 149018

$390B regulatory AUM 5,542 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2026-02-05
  • TN RA
    APPROVED
    Since 2026-02-05

Branch Locations

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Germantown, TN • United States

1100 Ridgeway Loop Rd, Memphis, TN 38120 • United States

1100 Ridgeway Loop Rd., Memphis, TN 38120 • United States

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-01-09
TN RA APPROVED 2013-02-13
  • TX RA
    APPROVED_RES
    Since 2024-01-09
  • TN RA
    APPROVED
    Since 2013-02-13

Branch Locations

Germantown, TN • United States

1100 Ridgeway Loop Rd., Memphis, TN 38120 • United States

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

1100 Ridgeway Loop Road, Memphis, TN 38120 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Memphis TN 02/2013 09/2020
Raymond James & Associates, Inc. Germantown TN 09/2020 Present
Raymond James Financial Services, Inc. Germantown TN 07/2024 12/2025
Raymond James Financial Services Advisor, Inc. Germantown TN 07/2024 12/2025
Raymond James Financial Services, Inc. Germantown TN 01/2026 Present
Raymond James Financial Services Advisors, Inc. Germantown TN 01/2026 Present
Raymond James Financial Services, Inc. Memphis TN 01/2026 Present
Raymond James Financial Services Advisors, Inc. Memphis TN 01/2026 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-07-01
  • S66 Uniform Combined State Law Examination
    2008-07-01

View on SEC IAPD

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