Karen Leslie Varnhagen

Employer firm

Morgan Stanley CRD 149777

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2006 → Present
  Citigroup Global Markets Inc.
  San Francisco, CA
• 06/2009 → Present
  Morgan Stanley Smith Barney
  San Francisco, CA
• 01/2015 → Present
  Morgan Stanley Private Bank, National Association
  New York, NY

Previous Registrations

• 2006-08-18 → 2009-06-01
  Citigroup Global Markets Inc.
  San Francisco, CA
• 1997-07-08 → 2006-08-22
  Morgan Stanley Dw Inc.
  San Francisco, CA
  San Francisc, CA

Other Businesses

*576345 - Real Estate; Investment related-Yes; San Francisco, California; Real Estate; Trustee (proprietor, partner, officer, director, employee, trustee, agent); 04/2023; During business hours: 0; After business hours: 0; none *576375 - Real Estate; Investment related-Yes; Knoxville, Tennessee; Real Estate; none (proprietor, partner, officer, director, employee, trustee, agent); 04/2023; During business hours: 0; After business hours: 0; none *576372 - Real Estate; Investment Related - Yes; Tucson, Arizona; Real Estate; none (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 04/2023; During Business Hours: 0; After Business Hours: 0; none

Exams

• S65 Uniform Investment Adviser Law Examination
  2007-04-30
• S63 Uniform Securities Agent State Law Examination
  1984-01-05

Other Names

• Karen Leslie Baxter