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Sandra Centa

Hsbc Securities (Usa) Inc.

Charlotte, NC

Westlake, OH

CRD 1144074

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Employer firm

Hsbc Securities (Usa) Inc. CRD 19585

$3.84B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers
  • PROVIDE ASSET ALLOC RECOMMENDATIONS & BASED UPON SUCH RECOMMENDATIONS 3RD PARTY ADV TO MANAGE ASSETS PURSUANT TO CLIENT APPROVAL

From the firm’s Form ADV. Read the guides:

Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2022-10-26
NY RA APPROVED 2022-10-25
  • OH RA
    APPROVED
    Since 2022-10-26
  • NY RA
    APPROVED
    Since 2022-10-25

Branch Locations

1422 S. Tryon Street Second Floor, Suite # 02W146, Charlotte, NC 28203 • United States

Westlake, OH • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bbva Compass Westlake OH 06/2014 10/2016
Bb&T Westlake OH 01/2017 06/2020
Bb&T Securities, Llc Westlake OH 05/2019 06/2020
Suntrust Robinson Humphrey, Inc Atlanta GA 06/2020 08/2020
Truist Securities, Inc. Atlanta GA 08/2020 10/2020
Hsbc Bank Usa, N.A. Westlake OH 08/2022 Present
Hsbc Securities (Usa) Inc. Westlake OH 10/2022 Present
Truist Bank Charlotte NC 10/2020 08/2022
  • 06/2014 → 10/2016
    Bbva Compass
    Westlake, OH
  • 01/2017 → 06/2020
    Bb&T
    Westlake, OH
  • 05/2019 → 06/2020
    Bb&T Securities, Llc
    Westlake, OH
  • 06/2020 → 08/2020
    Suntrust Robinson Humphrey, Inc
    Atlanta, GA
  • 08/2020 → 10/2020
    Truist Securities, Inc.
    Atlanta, GA
  • 08/2022 → Present
    Hsbc Bank Usa, N.A.
    Westlake, OH
  • 10/2022 → Present
    Hsbc Securities (Usa) Inc.
    Westlake, OH
  • 10/2020 → 08/2022
    Truist Bank
    Charlotte, NC
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2020-09-14
  • S63 Uniform Securities Agent State Law Examination
    2020-09-14
Designations
  • Chartered Financial Analyst
Other Names
  • Sandra Lee Strom
  • Sandra Strom Centa
  • Sandy S Centa

View on SEC IAPD

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FIRST TRYON ADVISORS · CHARLOTTE, NC
MUIRFIELD WEALTH ADVISORS LLC · CHARLOTTE, NC
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