David Lee Mire

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/1993 → Present
  Royal Alliance Associates, Inc.
  Beaux Bridge, LA

Other Businesses

1. ROCK FINANCIAL GROUP, LLC., INVESTMENT RELATED, 102 VERSAILLES BLVD., SUITE 100, LAFAYETTE, LA 70501. PRESIDENT/CEO, HAS RELATIONSHIP SINCE JULY 17, 2002, 10 HRS/MTH, 1 HRS/DST. INSURANCE -WRITING LIFE INSURANCE IS THE PRIMARY DEVOTION TO THIS BUSINESS AND APPROXIMATELY LESS THAN 30 MINUTES A MONTH IS DEVOTED TO WRITING BUSINESS. 2. ROYAL ALLIANCE ASSOCIATES INC., INVESTMENT-RELATED, ONE WORLD FINANCIAL CENTER 15TH NEW YORK, NY 10281. REGISTERED REP, SINCE 12/5/2008, 5 HRS/MHT, 1 HR/DST. CORPORATE REGISTERED INVESTMENT ADVISOR - ACTING AS AN ADVISOR USING THE MAP PROGRAM WHICH IS MANGED BY THE MANAGERS AS WELL AS GE FINANCIAL. I DO NOT MANAGE MONEY .I COMMUNICATE WITH THE CLIENTS AT LEASE QUARTERLY ARE MORE TO REVIEW PORTFOLIO AND PERCENTAGE BASED FEES FOR INVESTMENT ADVICE NOT ASSOCIATED WITH MANAGED MONEY. 3. THE ROCK FINANCIAL GROUP POSITION: Owner - NATURE: Limited Liability Company - INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 10/01/1992 ADDRESS: 106 Sears Dr, Lafayette LA 70503, United States DESCRIPTION: Sale of insurance and annuity products 4. THE ROCK FINANCIAL GROUP POSITION: Owner - NATURE: Limited Liability Company - INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 10/01/1992 ADDRESS: 103 SEARS DRIVE, LAFAYETTE LA 70503, United States DESCRIPTION: Sale of insurance and Annuity products 5. THE ROCK INVESTMENT PROPERTIES LLC POSITION: Owner of Building NATURE: Building is used for the operation of financial Services for the Rock Financial Group INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 160 START DATE: 11/27/2019 ADDRESS: 106 Sears Drive, Lafayette LA 70506, United States DESCRIPTION: I am the owner of this building. It is used to operate The Rock Financial Group daily operations 6. THE ROCK WEALTH CONSULTING POSITION: Owner NATURE: To receive revenue from the Rock Financial Group for the purpose of doing a business contingency plan INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 09/19/2025 ADDRESS: 106 Sears Drive, Lafayette LA 70503, United States DESCRIPTION: I am the owner and OSJ/ME of the ROCK Financial Group We are in the process of selling the practice to my two sons over the next 5 years and this will be a account to capture those assets

Exams

• S63 Uniform Securities Agent State Law Examination
  1986-10-17