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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-06-16 |
| IN | RA | APPROVED | 2014-01-21 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Centier Bank | Highland | IN | 10/1994 | Present |
| Cetera Investment Services | St. Cloud | MN | 10/2004 | Present |
| Cetera Investment Advisers Llc | Highland | IN | 01/2014 | Present |
1.)ARC BRIDGES INC., PENSION COMMITTEE MEMBER, REVIEWS AND APPROVES PLAN INVESTMENT ALLOCATION AT OVERALL PLAN LEVEL, NOT REP OR RIA FOR THE ACCOUNT, 1 HR/MONTH, NO COMPENSATION. INVEST WRITE-2-3 HRS YR. 2.)EVALUATE STUDENT ESSAYS FOR A STOCK MARKET GAME- ELEMENTARY LEVEL.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1983-08-25 |
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