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Thomas Charles Dotzenrod

Ameriprise Financial Services, LLC

Bloomington, MN

CRD 1143664

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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-12-05
  • MN RA
    APPROVED
    Since 2013-12-05

Branch Locations

8500 Normandale Lake Blvd Ste 1070, Bloomington, MN 55437 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Edina MN 10/2010 03/2020
Ameriprise Financial Services, Llc Bloomington MN 03/2020 Present
Other Businesses

Business Ownership; dotzenrod inc; ; Tax Preparation; 7600 parklawn ave. s.edina,mn. 55435, ,; ; ; 40 to 59 hours per month; .

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-01-16
  • S63 Uniform Securities Agent State Law Examination
    1987-01-16
Designations
  • Certified Financial Planner
Other Names
  • Tom Dotzenrod

View on SEC IAPD

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CARL ROBERT LYMANGOOD
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Nearby Offices

PETROS FAMILY WEALTH, LLC · BLOOMINGTON, MN
JNBA FINANCIAL ADVISORS, LLC · BLOOMINGTON, MN
DEVENIR INVESTMENT ADVISORS, LLC · BLOOMINGTON, MN

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