Charles Mccray Williams

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2018-07-02

VA RA
APPROVED

Since 2018-07-02

Branch Locations

Richmond, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Lpl Financial Llc	Richmond	VA	12/2005	Present
The Main Street Group, Ltd	Glen Allen	VA	10/2015	05/2018

12/2005 → Present

Lpl Financial Llc

Richmond, VA
10/2015 → 05/2018

The Main Street Group, Ltd

Glen Allen, VA

Previous Registrations

2015-10-15 → 2018-03-13

The Main Street Group

Glen Allen, VA

Other Businesses

1. 12/20/2005 - Huguenot Financial Services Co. - INV REL - Non-Variable Insurance DBA - 30% TIME SPENT - Offers fixed insurance products including health, disability, long term care and life (ie. term, whole, and fixed universal life).

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1997-08-18
S63	Uniform Securities Agent State Law Examination	1997-08-01

S65 Uniform Investment Adviser Law Examination

1997-08-18
S63 Uniform Securities Agent State Law Examination

1997-08-01

Designations

View on SEC IAPD