Timothy John Sullivan

Employer firm

Ausdal Financial Partners, Inc. CRD 7995

$3.73B regulatory AUM 665 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• ADVICE ON UMA PLATFORMS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2015 → Present
  Ausdal Financial Partners
  Davenport, IA

Previous Registrations

• 2003-08-12 → 2015-02-12
  Mml Investors Services, Llc
  Downers Grove, IL
  Downers Grove, IL
  Downer'S Grove, IL
  Chicago, IL
  Chicago, IL
• 1999-09-24 → 2003-06-26
  Mony Securities Corporation
  Oakbrook, IL

Other Businesses

INSURANCE SALES PROVIDED THROUGH TJ SULLIVAN COMPANY, INC. APPX 80 HOURS PER MONTH ARE DEVOTED TO THIS BUSINESS 60 DURING TRADING HOURS. SELL FIXED ANNUITIES, EQUITY INDEXED ANNUITIES, LIFE, DISABILITY, AND LONG TERM CARE INSURANCE. NON INVESTMENT RELATED. COMPENSATION IS COMMISSIONS.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-08-10
• S63 Uniform Securities Agent State Law Examination
  1991-10-23

Designations

• Chartered Financial Consultant