Donald Carl Rasweiler

Employer firm

Oppenheimer & Co. Inc. CRD 249

$36.7B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2012 → 11/2016
  Wells Fargo Advisors Llc
  Short Hills, NJ
• 11/2016 → 12/2020
  Wells Fargo Clearing Services, Llc
  Short Hills, NJ
• 12/2020 → 09/2025
  Benjamin F. Edwards & Company
  Morristown, NJ
• 09/2025 → Present
  Oppenheimer & Co. Inc.
  Florham Park, NJ

Previous Registrations

• 2020-12-11 → 2025-10-03
  Benjamin F. Edwards & Company, Inc.
  St. Louis, MO
  Morristown, NJ
• 2012-05-02 → 2020-12-07
  Wells Fargo Clearing Services, Llc
  Short Hills, NJ
• 2009-06-01 → 2012-05-21
  Morgan Stanley
  Short Hills, NJ
• 2008-04-18 → 2009-06-01
  Morgan Stanley & Co. Llc
  Short Hills, NJ
• 2006-01-12 → 2008-05-05
  J.P. Morgan Securities Llc
  Morristown, NJ
• 2004-04-02 → 2006-01-24
  A. G. Edwards & Sons, Inc.
  Short Hills, NJ

Exams

• S65 Uniform Investment Adviser Law Examination
  1993-02-08
• S63 Uniform Securities Agent State Law Examination
  1987-01-13