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Thomas Francis Hivko

Lasalle St. Investment Advisors, L.L.C.

Shererville, IN

CRD 1142056

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Employer firm

Lasalle St. Investment Advisors, L.l.c. CRD 109701

$5.74B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Lasalle St. Investment Advisors, L.L.C.

940 N. Industrial Dr., Elmhurst, IL 60126-1131 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2010-08-27
AZ RA APPROVED 2006-02-17
IN RA APPROVED 2003-11-07
IL RA APPROVED 2003-01-29
  • FL RA
    APPROVED
    Since 2010-08-27
  • AZ RA
    APPROVED
    Since 2006-02-17
  • IN RA
    APPROVED
    Since 2003-11-07
  • IL RA
    APPROVED
    Since 2003-01-29

Branch Locations

21 Capri Drive, Shererville, IN 46375 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Self Employed Schereville IN 05/1980 Present
La Salle St. Securities, Inc. Chicago IL 12/1986 Present
  • 05/1980 → Present
    Self Employed
    Schereville, IN
  • 12/1986 → Present
    La Salle St. Securities, Inc.
    Chicago, IL
Other Businesses

LASALLE ST. INVESTMENT ADVISORS, L.L.C.- REGISTERED INVESTMENT ADVISORS; FIXED INSURANCE;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-12-31
S63 Uniform Securities Agent State Law Examination 1987-03-03
  • S65 Uniform Investment Adviser Law Examination
    2002-12-31
  • S63 Uniform Securities Agent State Law Examination
    1987-03-03

View on SEC IAPD

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Nearby Investors

Joseph Zuccarelli
HOWARD HAROLD SCOTT HOLMES
Dawn Marie Carrico

Nearby Offices

EDWARD JONES · SCHERERVILLE, IN
J.P. MORGAN SECURITIES LLC · SCHERERVILLE, IN
EDWARD JONES · ST JOHN, IN

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