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Daniel Lee Kay

Robert W. Baird & Co. Incorporated

Charleston - Northgate, WV

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Current Employers
Robert W. Baird & Co. Incorporated

777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-08-24
TX RA APPROVED_RES 2021-09-10
WV RA APPROVED 2019-10-18
  • FL RA
    APPROVED
    Since 2026-08-24
  • TX RA
    APPROVED_RES
    Since 2021-09-10
  • WV RA
    APPROVED
    Since 2019-10-18

Branch Locations

200 Association Drive Suite 100, Charleston - Northgate, WV 25311 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.J.B. Hilliard, W.L. Lyons, Llc Charleston WV 01/2009 Present
Robert W. Baird & Co. Incorporated Charleston WV 10/2019 Present
Previous Registrations
  • 2009-01-07 → 2019-10-18
    J.J.B. Hilliard, W.L. Lyons, Llc
    Charleston, WV
    Scott Depot, WV
    Charleston, WV
  • 2004-11-29 → 2009-01-05
    Ferris, Baker Watts, Llc
    Charleston, WV
    Charleston, WV
  • 2002-07-09 → 2004-12-10
    Rbc Capital Markets, Llc
    Charleston, WV
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-07-02
S63 Uniform Securities Agent State Law Examination 1994-03-03
  • S66 Uniform Combined State Law Examination
    2002-07-02
  • S63 Uniform Securities Agent State Law Examination
    1994-03-03
Other Names
  • Dan Kay

View on SEC IAPD

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