William Trent Ridd

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2019-01-03
UT	RA	APPROVED	2016-02-03

TX RA
APPROVED

Since 2019-01-03
UT RA
APPROVED

Since 2016-02-03

Branch Locations

Ivins, UT • United States

2750 E. Cottonwood Parkway, #520, Cottonwood Heights, UT 84121 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Raymond James & Associates	Salt Lake City	UT	02/2016	Present

02/2016 → Present

Raymond James & Associates

Salt Lake City, UT

Previous Registrations

1999-12-16 → 2016-02-12

Ubs Financial Services Inc.

Salt Lake City, UT

Ivins, UT

Ivins, UT

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1993-09-24
S63	Uniform Securities Agent State Law Examination	1983-07-07

S65 Uniform Investment Adviser Law Examination

1993-09-24
S63 Uniform Securities Agent State Law Examination

1983-07-07

View on SEC IAPD