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Steven Andrea Anderson

Wells Fargo Clearing Services, LLC

Westlake Village, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-10-18
TX RA APPROVED 2022-10-17
  • CA RA
    APPROVED
    Since 2022-10-18
  • TX RA
    APPROVED
    Since 2022-10-17

Branch Locations

3059 Townsgate Rd Ste 400 [Support Center], Westlake Village, CA 91361 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
D.A. Davidson & Co. Santa Barbara CA 11/2013 09/2022
Wells Fargo Clearing Services, Llc Pasadena CA 09/2022 Present
Previous Registrations
  • 2013-11-25 → 2022-09-26
    D.A. Davidson & Co.
    Santa Barbara, CA
    Ventura, CA
  • 2013-11-04 → 2013-11-25
    Crowell Weedon & Co.
    Santa Barbara, CA
  • 2010-01-21 → 2013-11-04
    Crowell, Weedon & Co.
    Santa Barbara, CA
    Encino, CA
  • 2009-06-01 → 2010-01-27
    Morgan Stanley
    Santa Barbara, CA
  • 1997-07-08 → 2009-06-01
    Citigroup Global Markets Inc.
    Santa Barbara, CA
    Santa Barbara, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-06-29
S63 Uniform Securities Agent State Law Examination 2012-05-14
  • S65 Uniform Investment Adviser Law Examination
    2016-06-29
  • S63 Uniform Securities Agent State Law Examination
    2012-05-14

View on SEC IAPD

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Other Offices

MANCHESTER FINANCIAL INC · WESTLAKE VILLAGE, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WESTLAKE VILLAGE, CA
EAGLE STRATEGIES LLC · WESTLAKE VILLAGE, CA
RKS MANAGEMENT, INC. · WESTLAKE VILLAGE, CA
MERCER GLOBAL ADVISORS INC. · Westlake Village, CA
LPL FINANCIAL LLC · WESTLAKE VILLAGE, CA
MML INVESTORS SERVICES, LLC · WESTLAKE VILLAGE, CA
EDWARD JONES · Westlake Village, CA

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