David Raymond Bashaw

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/1986 → 11/2025
  Commonwealth Equity Services, Inc.
  Norton, MA
• 01/2000 → Present
  Heritage Retirement Planning
  Norton, MA
• 11/2025 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 11/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 1996-09-08 → 2025-11-17
  Commonwealth Financial Network
  Ponce Inlet, FL
  Norton, MA
  Norton, MA

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 3/1983 APX NUMBER OF HOURS PER WEEK: 4 APX NUMBER OF HOURS DURING TRADING HOURS: 4 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS FIXED INSURANCE PRODUCTS 2. NAME OF OTHER BUSINESS: HERITAGE RETIREMENT PLANNING INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA FOR SECURITIES BUSINESS START DATE: 01/2000 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, PRESIDENT APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: REGISTERED REPRESENTATIVE DUTIES;

Exams

• S65 Uniform Investment Adviser Law Examination
  1996-03-14
• S63 Uniform Securities Agent State Law Examination
  1983-06-27