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Ellen Gould Baber

Wells Fargo Clearing Services, LLC

Princeton, NJ

Skillman, NJ

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2014-12-01
NJ RA APPROVED 2003-07-01
  • VA RA
    APPROVED
    Since 2014-12-01
  • NJ RA
    APPROVED
    Since 2003-07-01

Branch Locations

138 Nassau St, Princeton, NJ 08542 • United States

Skillman, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Princeton NJ 05/2009 11/2016
Wells Fargo Clearing Services, Llc Princeton NJ 11/2016 Present
Previous Registrations
  • 2002-06-07 → 2003-07-01
    Prudential Equity Group, Llc
    Princeton, NJ
Other Businesses

CO-TRUSTEE FOR SPOUSE'S TRUST, INV RELATED, SKILLMAN, NJ, START: 5/2/2022, 1 HR/MONTH, 0 HRS DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-03-30
  • S66 Uniform Combined State Law Examination
    1999-03-30
Other Names
  • Ellen Gould Goodman
  • Ellen Michele Goodman
  • Ellen M Gould
  • Ellen Michele Gould

View on SEC IAPD

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Other Offices

BLACKROCK INVESTMENT MANAGEMENT, LLC · PRINCETON, NJ
SONGBIRD CAPITAL, LLC · PRINCETON, NJ
J.P. MORGAN SECURITIES LLC · Princeton, NJ
SYSTEMATIC ALPHA INVESTMENTS, LLC · PRINCETON, NJ
PNC WEALTH MANAGEMENT LLC · PRINCETON, NJ
RBC CAPITAL MARKETS, LLC · Princeton, NJ
WATERMARK GROUP, INC. · PRINCETON, NJ
PRINCETON EQUITY GROUP · PRINCETON, NJ

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