Richard Scott Saperstein

Employer firm

Hightower Advisors, LLC CRD 145323

$199B regulatory AUM 500 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2009 → Present
  Hightower Advisors, Llc
  New York, NY
• 05/2009 → Present
  Hightower Securities, Llc
  New York, NY

Previous Registrations

• 2003-05-12 → 2009-05-22
  J.P. Morgan Securities Llc
  New York, NY
  New York, NY

Other Businesses

NAME: ISRAEL VENTURE NETWORKS 1:NOT INVESTMENT RELATED 2:540 COWPER ST, SUITE 200, PALO ALTO, CA 3:PHILANTHROPY 4:DIRECTOR AND FINANCE COMMITTEE MEMBER 5:01/01/2008 6: 3 HOURS - 0 DURING SECURITY HOURS NAME: NEW YORK UNIVERSITY STERN SCHOOL OF BUSINESS 1: INVESTMENT RELATED 2: 44 W. 4TH, NY, NY 10012 3: MANAGEMENT ADVISORY COUNCIL FOR THE MICHAEL PRICE STUDENT INVESTMENT FUND 4: ADVISOR 5: 03/15/2010 6: 1 HOUR PER MONTH - 0 DURING SECURITY HOURS NAME: VINES OF ARGENTINA, INC. BOARD OBSERVER NOT INVESTMENT RELATED WINERY 20HR/YEAR

Exams

• S65 Uniform Investment Adviser Law Examination
  2005-07-05
• S63 Uniform Securities Agent State Law Examination
  1983-08-23