Claudio Costa Martins Simoes

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → 04/2024
  Morgan Stanley
  Miami, FL
• 04/2015 → 04/2024
  Morgan Stanley Private Bank, National Association
  New York, NY
• 04/2024 → Present
  Raymond James & Associates Inc.
  Miami, FL
• 03/2015 → Present
  Morgan Stanley Private Bank, N.A
  New York, NY

Previous Registrations

• 2015-02-03 → 2024-04-30
  Morgan Stanley
  Miami, FL
• 2012-10-17 → 2015-02-20
  Rbc Capital Markets, Llc
  Miami, FL
• 2008-06-12 → 2012-10-18
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Miami, FL
  New York, NY
  Miami, FL
  Miami, FL
  New York, NY

Exams

• S66 Uniform Combined State Law Examination
  2008-06-10
• S63 Uniform Securities Agent State Law Examination
  1985-05-07

Other Names

• Claudio M Simoes
• Claudio Martins Simoes
• Claudio Henrique Costa Martins Simoes