Best Investors Account Sign in
Inactive

Derick Don Shoff

Captrust

Doylestown, PA

Claim This Profile
Current Employers
Captrust

4208 Six Forks Rd Suite 1700, Raleigh, NC 27609 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2015-04-15
PA RA APPROVED 2015-04-09
  • NC RA
    APPROVED
    Since 2015-04-15
  • PA RA
    APPROVED
    Since 2015-04-09

Branch Locations

2003 South Easton Road Suite 308, Doylestown, PA 18901 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Capfinancial Securities Llc Raleigh NC 01/2007 05/2024
Capfinancial Partners Llc (Captrust) Raleigh NC 04/2015 Present
Capfinancial Securities, Llc. Raleigh NC 12/2009 Present
  • 01/2007 → 05/2024
    Capfinancial Securities Llc
    Raleigh, NC
  • 04/2015 → Present
    Capfinancial Partners Llc (Captrust)
    Raleigh, NC
  • 12/2009 → Present
    Capfinancial Securities, Llc.
    Raleigh, NC
Previous Registrations
  • 2007-01-08 → 2015-04-22
    Capfinancial Securities, Llc.
    Doylestown, PA
    Raleigh, NC
    Raleigh, NC
    Doylestown, PA
  • 1997-02-06 → 2006-12-31
    Plan Advisory Services, Inc.
    Doylestown, PA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-03-12
S63 Uniform Securities Agent State Law Examination 1986-10-03
  • S65 Uniform Investment Adviser Law Examination
    1993-03-12
  • S63 Uniform Securities Agent State Law Examination
    1986-10-03
Other Names
  • Rick Shoff
  • Derick Don Shoff
  • Derick Don Shoff

View on SEC IAPD

Other Firms

SUMMIT FINANCIAL, LLC
LPL FINANCIAL LLC
JANNEY MONTGOMERY SCOTT LLC
MUNTZ FINANCIAL, LLC
ARCHETYPE ADVISORS, LLC
TRIDENT ADVISORS INC
WINTHROP PARTNERS - EPA, LLC
RODGERS BROTHERS, INC.

Other Investors

MICHAEL ALAN HALVORSEN
Joseph Michael Bates
PAUL HARRISON KRUMENACKER
ANTHONY SCOTT STENCLER
Emma Nelson Jenkins-Long
MICHAEL STUART SHEEHY
DAVID FOWLER JENKINS
Jonathan Robert Harvey

Other Offices

SUMMIT FINANCIAL, LLC · DOYLESTOWN, PA
LPL FINANCIAL LLC · DOYLESTOWN, PA
JANNEY MONTGOMERY SCOTT LLC · DOYLESTOWN, PA
MUNTZ FINANCIAL, LLC · DOYLESTOWN, PA
ARCHETYPE ADVISORS, LLC · DOYLESTOWN, PA
TRIDENT ADVISORS INC · DOYLESTOWN, PA
WINTHROP PARTNERS - EPA, LLC · Doylestown, PA
RODGERS BROTHERS, INC. · Doylestown, PA

More in Doylestown, PA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor