Ruth Ellen Miller

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2011 → 11/2016
  Wells Fargo Advisors Llc
  San Francisco, CA
• 11/2016 → Present
  Wells Fargo Clearing Services, Llc
  San Francisco, CA

Previous Registrations

• 2009-12-08 → 2011-01-03
  Wells Fargo Investments, Llc
  San Francisco, CA
  San Francisco, CA

Other Businesses

RENTAL PROPERTY; INVESTMENT RELATED; SAN FRANCISCO, CA; 100% OWNERSHIP; START DATE = 05/29/2013; 2 HOURS DEVOTED PER MONTH; NONE DURING TRADING HOURS. SUCCESSOR TRUSTEE FOR MOTHER'S TRUST; INV. RELATED; FAIR OAKS, CA; START DATE 10/6/2020; 10 HRS PER MONTH; 0 HRS DURING TRADING.

Exams

• S66 Uniform Combined State Law Examination
  2009-12-07
• S63 Uniform Securities Agent State Law Examination
  2001-04-25