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Michael Kevin Serchen

Anchor Capital Advisors LLC

Boston, MA

Boston, MA

CRD 1140294

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Employer firm

Anchor Capital Advisors LLC CRD 105540

$2.37B regulatory AUM 18 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Anchor Capital Advisors Llc

Two International Place Suite 2110, Boston, MA 02110-4104 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 1999-12-22
  • WI RA
    APPROVED
    Since 1999-12-22

Branch Locations

One Post Office Square, Boston, MA 02109-2103 • United States

Two International Place Suite 2110, Boston, MA 02110-4104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Anchor Capital Advisors Llc Boston MA 06/2006 06/2020
Anchor Capital Advisors Llc Boston MA 06/2020 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-05-28
S63 Uniform Securities Agent State Law Examination 1983-06-13
  • S65 Uniform Investment Adviser Law Examination
    1992-05-28
  • S63 Uniform Securities Agent State Law Examination
    1983-06-13
Designations
  • Certified Financial Planner
Other Names
  • Mike Serchen

View on SEC IAPD

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