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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2025-09-25
  • WI RA
    APPROVED
    Since 2025-09-25

Branch Locations

Wesley Chapel, FL • United States

720 E Wisconsin Ave, Milwaukee, WI 53202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities Llc Tallahassee FL 02/2020 07/2020
Medical Center Of Trinity Trinity FL 03/2013 09/2016
Avoid Consulting Tallahassee FL 01/2017 05/2021
Self Employed Tampa FL 05/2009 01/2017
The Prudential Insurance Company Of America Tallahassee FL 05/2020 07/2020
Cambridge Investment Research, Inc. Fairfield IA 07/2020 01/2021
Cambridge Investment Research Advisors, Inc. Fairfield IA 07/2020 01/2021
Home Depot Tallahassee FL 01/2021 05/2021
Northwestern Mutual Life Insurance Company Milwaukee WI 05/2021 Present
Northwestern Mutual Investment Services Llc Milwaukee WI 08/2021 Present
  • 02/2020 → 07/2020
    Tallahassee, FL
  • 03/2013 → 09/2016
    Medical Center Of Trinity
    Trinity, FL
  • 01/2017 → 05/2021
    Avoid Consulting
    Tallahassee, FL
  • 05/2009 → 01/2017
    Self Employed
    Tampa, FL
  • 05/2020 → 07/2020
    The Prudential Insurance Company Of America
    Tallahassee, FL
  • 07/2020 → 01/2021
    Cambridge Investment Research, Inc.
    Fairfield, IA
  • 07/2020 → 01/2021
    Fairfield, IA
  • 01/2021 → 05/2021
    Home Depot
    Tallahassee, FL
  • 05/2021 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 08/2021 → Present
    Milwaukee, WI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-05-06
S63 Uniform Securities Agent State Law Examination 1996-08-28
S65 Uniform Investment Adviser Law Examination 1995-09-27
  • S66 Uniform Combined State Law Examination
    2020-05-06
  • S63 Uniform Securities Agent State Law Examination
    1996-08-28
  • S65 Uniform Investment Adviser Law Examination
    1995-09-27
Other Names
  • Jay Whitaker

View on SEC IAPD

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